We’d like to remind Forumites to please avoid political debate on the Forum.
This is to keep it a safe and useful space for MoneySaving discussions. Threads that are – or become – political in nature may be removed in line with the Forum’s rules. Thank you for your understanding.
📨 Have you signed up to the Forum's new Email Digest yet? Get a selection of trending threads sent straight to your inbox daily, weekly or monthly!
We broke up can I keep the money?
Comments
-
Thanksonomatopoeia99 said:
The term is "authorised" for offering investment advice / asset managment, and yes, it appears they would need to be.Comms69 said:Im not fully au fait with this, but dont you need to be FCA registered to act as an agent in this capacity?
If they want to avoid MCOL and also fined (at minimum) by the FCA then they should pay back at least what they were given.
as i said not au fait with it, but glad i was on the right tracks 0
Confirm your email address to Create Threads and Reply
Categories
- All Categories
- 352.2K Banking & Borrowing
- 253.6K Reduce Debt & Boost Income
- 454.3K Spending & Discounts
- 245.3K Work, Benefits & Business
- 601K Mortgages, Homes & Bills
- 177.5K Life & Family
- 259.1K Travel & Transport
- 1.5M Hobbies & Leisure
- 16K Discuss & Feedback
- 37.7K Read-Only Boards